Response from:
American Nurses Association
January – 2004
Protecting Patients From Unethical, Incompetent and Criminal Acts
By Health Care Practitioners
• Any incident where a nurse intentionally harms a patient is of great concern to the American Nurses Association (ANA) because it erodes the public’s trust in the profession. However, given that RNs comprise the largest of the health professions at 2.7 million strong, we must emphasize how rare this is. Nurses have a history of caring for all patients in the most dire of circumstances, including wars, epidemics and natural disasters. Tragically, other caring occupations such as volunteer firemen, law enforcement officers and physicians also must cope with the aberrant behavior of a few dangerous people who take advantage of their position.
• In most cases, nurses are the ones who have blown the whistle and brought the problem of increased deaths, or an employee who is associated with an unusually high number of cardiac arrests, to the attention of authorities. This is in accordance with the Code of Ethics for Nurses, which states: “As an advocate for the patient, the nurse must be alert to and take appropriate action regarding any instances of incompetent, unethical, illegal, or impaired practice by any member of the health care team or the health care system or any action on the part of others that places the rights or best interests of the patient in jeopardy.” Every nurse has a personal obligation to uphold and adhere to the Code and to ensure that nursing colleagues do likewise. (Code of Ethics for Nurses with Interpretative Statements, American Nurses Association, 2001)
• The Code of Ethics for Nurses specifically prohibits actions with the sole intent of ending a patient’s life. According to the Code, “The nurse should provide interventions to relieve pain and other symptoms in the dying patient even when those interventions entail risks of hastening death. However, nurses may not act with the sole intent of ending a patient’s life, even though such action may be motivated by compassion, respect for patient autonomy and quality of life considerations. This position is further clarified in ANA’s position statement regarding the Promotion of Comfort and Relief of Pain in Dying Patients (see
http://nursingworld.org/readroom/pos...ics/etpain.htm for details).
• ANA has long been a proponent of “whistleblower” laws – at both the state and national levels – that would prevent employers from taking retaliatory action against nurses through actions including suspension, demotion, harassment or discharge for reporting improper quality of patient care. Across the nation, nurses are speaking out or "blowing the whistle" against workplace conditions that jeopardize patients and staff and they need legal protection. With the restructuring of health care and its cost cutting measures, nurses are frustrated as they try to provide quality patient care while staffing levels, resources and support are often inadequate. See nursingworld.org/gova/state.htm for details on specific state information. On the federal level, ANA has supported several bills over the last few years that include whistleblower protections for nurses. These include the RN Safe Staffing Act (S. 991), the Quality Nursing Care Act (H.R. 3656), the Patient Safety and Quality Improvement Act (S. 720 and H.R. 663), the Safe Nursing and Patient Care Act (S. 373 and H.R. 745) and the Bipartisan Patient Protection Act (S. 1052).
BACKGROUND ON THE CULLEN CASE
A registered nurse (RN), Charles Cullen, was charged with one count of murder and one count of attempted murder of two patients at the Somerset Medical Center, Somerset, NJ, in December 2003.
The investigation that led to the arrest of Mr. Cullen was started after a nurse practitioner pursued a report from ICU nurses about abnormally high levels of the drug Digoxin in a patient’s blood. According to news reports, Mr. Cullen has claimed to have killed as many as 40 patients during his 16-year career as an RN licensed in Pennsylvania and New Jersey. Over this period, Mr. Cullen was employed in 10 different hospitals and was fired at least five times.
REGULATION: REPORTING OF NURSES’ INFRACTIONS
• Boards of nursing in 36 states require a criminal background check on potential licensees. However, state regulations vary on whether a criminal background check is done based on the type of application: licensure by examination; licensure by endorsement; renewal of license; or reinstatement. (2000 National Council of State Boards of Nursing, Profiles of Member Boards)
• ALL state boards of nursing (except Guam) review felony convictions as part of the licensure application. (2000 National Council of State Boards of Nursing, Profiles of Member Boards)
• While reporting requirements vary from state to state, the
National Council of State Boards of Nursing’s Model Nursing Practice Act suggests that ALL employers of RNs, licensed practical/vocational nurses or advanced practice RNs report to the state board of nursing any individual whose employment has been terminated or has resigned in order to avoid termination for the following actions: failure to meet requirements; criminal convictions; fraud and/or deceit; revocation or action against a nurses license in another jurisdiction; unsafe practice/unprofessional practice; inability to practice safely, unethical conduct; misconduct; drug diversion; failure to comply with alternative program requirements (discipline); drug-related misconduct; or unlawful practice.
• At the federal level, there are two government databanks – the National Practitioner Data Bank (NPDB) and the Healthcare Integrity and Protection Databank (HIPDB) – where mandatory and voluntary reporting requirements exist for RNs. Data collected in these two databases may overlap or be cross-referenced, and there are sanctions against entities who fail to report the required information.
• The National Practitioner Data Bank serves as an alerting system designed to facilitate a comprehensive review of health care practitioners’ professional credentials. When queried, the NPDB signals state authorities and health care entities that there may be a problem with a health care practitioner. Information reported to the NPDB includes final actions for: medical malpractice payments; adverse licensure actions; adverse clinical privileges actions; adverse professional membership actions; and Medicaid/Medicare Exclusion reports. With regard to RNs, the only mandated reporting to the NPDB relates to medical malpractice payments and Medicaid/Medicare Exclusion reports. All other reportable information is voluntary when applied to registered nurses. Specific to querying the NPDB, it is not mandated that the health care entity seeking to license or hire the registered nurse query the database. The NPDB does include a review and appeals process as a means of ensuring accuracy of the report.
• The Healthcare Integrity and Protection Data Bank was developed to combat fraud and abuse in health insurance and health care delivery. The HIPDB database gathers information on final adverse actions taken with regard to: 1) any and all criminal action that is related to practice of one's profession; 2) health care fraud and abuse; 3) Medicare and Medicaid violations, sanctions and exclusions; and 4) state disciplinary action related to licensure. State boards of nursing are currently required to report final actions against a registered nurses license to the HIPDB. As with the NPDB, this database serves as an alert to government agencies and health plans that there may be a problem with a health care practitioner, provider organization or supplier.
POLICY RECOMMENDATIONS
• Protecting patients against potentially harmful actions by nurses, either intentional or unintentional, is a multilayered, multidimensional responsibility involving individual registered nurses and nurse managers and employers’ human resources departments, as well as state and federal agencies.
• With regard to national reporting, ANA recommends that the reporting requirements for RNs and other health professionals be the same as that for physicians and dentists (for whom reporting is already mandated). The reality is that employers must be held accountable when it comes to reporting information into these databanks and querying them prior to the hiring of nursing job applicants.
•
ANA strongly recommends that any reported information be limited to final actions only. ANA does not support the reporting of investigations that are still ongoing and in which no final action has been taken.
• As with any new mandate, sufficient federal funding must be available to ensure the capacity of the databases to meet the additional burden that may result from this new requirement.
• ANA has long been a proponent of “whistleblower” laws that would prevent employers from taking retaliatory action against nurses through actions including suspension, demotion, harassment or discharge for reporting improper quality of patient care. Such efforts may need to be broadened to protect registered nurses who report the unsafe practices of colleagues.
• ANA believes that regardless of which reporting or credentialing mechanisms are put into place – whether at the facility, state or national level – the principles of due process, dedicated to safeguarding the rights of the individual, and justice must be paramount.
• ANA has met with the staff of New Jersey Sens. Jon Corzine (D) and Frank Lautenberg (D), who have suggested they would sponsor federal legislation to address gaps in reporting of nurse information and will continue to monitor and shape initiatives at the federal level. ANA also is monitoring the progress of proposed state legislation in New York and New Jersey.
ANA Contacts:
Cheryl Peterson, senior policy fellow: 202-651-7089
Windy Carson-Smith, legal counsel: 202-651-7061
Erin McKeon, associate director, Government Affairs: 202-651-7098
ANA Media Contact: Cindy Price, 202-651-7038